CFTC staff grants event-contract reporting no-action relief
→Event-contract venues need no-action letter coverage before skipping SDR reporting
CFTC
5 briefs
CFTC grants capital substituted compliance for France nonbank swap dealers
→France nonbank swap dealers need CFTC confirmation before using substituted compliance
CFTC proposes clearing-rule shift for CAD and MXN interest-rate swaps
→Swap-clearing teams must remap CAD and MXN clearing scope before the comment window closes
US District Court enters consent order banning Andrew Middlebrooks and EIA All Weather Alpha Fund from CFTC registration and commodity trading activity
→Commodity pool operators cannot engage Middlebrooks or EIA All Weather Alpha Fund for CFTC-registered or client-trading activities because the consent order permanently bars trading-for-others, solicitation/acceptance of trading funds, and CFTC registration
CFTC staff grants supplemental no-action relief on swap reporting and recordkeeping for Gemini Titan and Olympus
→Compliance teams at Gemini Titan, Olympus, and trading participants must operate within the no-action letter's terms to retain CFTC staff non-enforcement on swap reporting and recordkeeping