SEBI sets timeline and disclosures for InvIT SPVs after concession agreements end
→InvIT Investment Managers must exit or reuse post-concession SPVs within SEBI’s one-year timeline and disclose SPV-level exposure until exit
Capital Markets
66 briefs
SEBI clarifies PAN application fields for FPI onboarding
→FPI onboarding teams can use authorised-signatory and fallback details for PAN forms
SEBI penalises Religare ex-chairperson over insider trading in open-offer matter
→Listed-company compliance teams must tighten KMP trade approvals around open-offer discussions
SEBI penalises Dwaith Advisory for excess investment-adviser fees
→Investment advisers need accredited-investor proof before using flexible fee terms
CFTC staff grants event-contract reporting no-action relief
→Event-contract venues need no-action letter coverage before skipping SDR reporting
CFTC grants capital substituted compliance for France nonbank swap dealers
→France nonbank swap dealers need CFTC confirmation before using substituted compliance
SEBI settles BofA Securities SDD case for ₹58.5 lakh
→Merchant bankers must evidence SDD controls or face SEBI settlement exposure
SEBI settles Indiabulls Real Estate fund-diversion case against four developer entities
→Listed-company governance teams must evidence promoter-linked fund-flow controls
SEBI discontinues IRRA backup trading platform
→Stock exchanges must remove IRRA from broker-disruption fallback plans
SEBI sets 30-day lag for educational use of market price data
→Education providers must keep market price data at least 30 days stale
CFTC proposes clearing-rule shift for CAD and MXN interest-rate swaps
→Swap-clearing teams must remap CAD and MXN clearing scope before the comment window closes
SEBI sets registration rules for significant index providers
→Index providers must register with SEBI for listed Significant Indices